{"id":3459,"date":"2017-04-19T10:22:16","date_gmt":"2017-04-19T08:22:16","guid":{"rendered":"https:\/\/www.andbank.com\/lxb\/cadre-reglementaire-la-banque\/"},"modified":"2024-04-25T10:28:46","modified_gmt":"2024-04-25T08:28:46","slug":"cadre-reglementaire-la-banque","status":"publish","type":"page","link":"https:\/\/pre.andbank.com\/luxembourg\/en\/cadre-reglementaire-la-banque\/","title":{"rendered":"Bank regulatory framework"},"content":{"rendered":"<h2>MIFID<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/lxb\/wp-content\/uploads\/sites\/24\/2018\/01\/fr-demande-de-changement-de-catgorie-mifid.pdf\" target=\"_blank\" rel=\"noopener\">Request for change of MiFID category<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/lxb\/wp-content\/uploads\/sites\/24\/2018\/01\/fr-informations-gnrales-sur-la-rglementation-mifid.pdf\" target=\"_blank\" rel=\"noopener\">General information on MiFID regulations<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2024\/03\/LUX-POL-012-Best-Execution-Order-Management_v5.3.pdf\" target=\"_blank\" rel=\"noopener\">Best execution policy<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2024\/03\/LUX-POL-004-Conflicts-of-Interest-Policy_v8.1.pdf\">Conflict of interest policy<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2017\/04\/POLICY-SAFEGUARDING-FIN-INSTRUMENTS-AND-FUNDS-word-website.pdf\" target=\"_blank\" rel=\"noopener\">Policy governing the safeguarding of clients Assets and Financial Instruments<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2017\/04\/Overview-of-the-Main-Characteristics-and-risks.pdf\" target=\"_blank\" rel=\"noopener\">Investor&#8217;s Guide\u00a0<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2024\/03\/LUX-POL-011-Inducements-Policy-v2.5.pdf\" target=\"_blank\" rel=\"noopener\">Inducements Policy<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/wp-content\/uploads\/2023\/10\/Top-5-Venues-2022.pdf\" target=\"_blank\" rel=\"noopener\">Top 5 Execution Venues<\/a><\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<h2>US Patriot Act Certificate<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2024\/03\/2024-03-01-Modelo-USA-Patriot-Act.pdf\" target=\"_blank\" rel=\"noopener\">Access to USA PATRIOT ACT CERTIFICATE<\/a><\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<h2>Complaints<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2024\/03\/LUX-POL-051-Complaint-Handling-Policy-Website-version.pdf\" target=\"_blank\" rel=\"noopener\">How to file a complaint<\/a><\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<h2>General Conditions \/ General Terms &amp; Conditions<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2023\/10\/GTC-ANDBANK-_-EN-V8.pdf\" target=\"_blank\" rel=\"noopener\">Information on General Terms and Conditions<\/a><\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<h2>Deposit Protection<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/lxb\/wp-content\/uploads\/sites\/24\/2018\/01\/information-about-the-protection-of-deposit.pdf\" target=\"_blank\" rel=\"noopener\">Information on Deposit Protection<\/a><\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<h2>Pillar III<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/andorra\/wp-content\/uploads\/sites\/10\/2024\/03\/Pillar-III-2022-Final.pdf\" target=\"_blank\" rel=\"noopener\">Pilar III Disclosure<\/a><\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<h2>Personal Data Protection Notices<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2023\/10\/Data-protection-notice-FV-05-09-2023.pdf\" target=\"_blank\" rel=\"noopener\">Personal Data Protection Notice<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2023\/10\/Videosurveillance-notice-19-09-2023.pdf\" target=\"_blank\" rel=\"noopener\">Video surveillance<\/a><\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<h2>Applicable Fees Private Banking<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2023\/09\/andbank_tarifes_2023_LUX_2_EN.pdf\">Applicable Fees Private Banking<\/a><\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<h2>Sustainable Investment Policy<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2017\/04\/Sustainable-Investment-Policy-Andbank-Luxembourg-Last-002.pdf\" target=\"_blank\" rel=\"noopener\">Sustainable Investment Policy<\/a><\/li>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2023\/12\/Disclosure-under-Article-5-of-the-Sustainable-Finance-Disclosure-Regulation.pdf\" target=\"_blank\" rel=\"noopener\">Disclosure under Article 5 of the SFDR<\/a><\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<h2>Whistleblowing<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/en\/whistleblowing\/\">Whistleblowing<\/a><\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<h2>Governance and remuneration policies<\/h2>\n<ul>\n<li><a href=\"https:\/\/www.andbank.com\/luxembourg\/wp-content\/uploads\/sites\/24\/2024\/04\/LUX-POL-006-Remuneration-policy_v12.3-CLEAN.pdf\" target=\"_blank\" rel=\"noopener\">Remuneration Policy<\/a><\/li>\n<\/ul>\n<p>&nbsp;<br \/>\n&nbsp;<\/p>\n","protected":false},"excerpt":{"rendered":"<p>MIFID Request for change of MiFID category General information on MiFID regulations Best execution policy Conflict of interest policy Policy governing the safeguarding of clients Assets and Financial Instruments Investor&#8217;s Guide\u00a0 Inducements Policy Top 5 Execution Venues &nbsp; US Patriot Act Certificate Access to USA PATRIOT ACT CERTIFICATE &nbsp; Complaints How to file a complaint [&hellip;]<\/p>\n","protected":false},"author":18,"featured_media":2336,"parent":0,"menu_order":1,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":""},"yst_prominent_words":[2065,2061,2060,1215,2066,2064,504,1452,2194,131,91,1684,199,786,2193,2192],"class_list":["post-3459","page","type-page","status-publish","has-post-thumbnail","hentry"],"acf":[],"_links":{"self":[{"href":"https:\/\/pre.andbank.com\/luxembourg\/en\/wp-json\/wp\/v2\/pages\/3459"}],"collection":[{"href":"https:\/\/pre.andbank.com\/luxembourg\/en\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/pre.andbank.com\/luxembourg\/en\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/pre.andbank.com\/luxembourg\/en\/wp-json\/wp\/v2\/users\/18"}],"replies":[{"embeddable":true,"href":"https:\/\/pre.andbank.com\/luxembourg\/en\/wp-json\/wp\/v2\/comments?post=3459"}],"version-history":[{"count":24,"href":"https:\/\/pre.andbank.com\/luxembourg\/en\/wp-json\/wp\/v2\/pages\/3459\/revisions"}],"predecessor-version":[{"id":14838,"href":"https:\/\/pre.andbank.com\/luxembourg\/en\/wp-json\/wp\/v2\/pages\/3459\/revisions\/14838"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/pre.andbank.com\/luxembourg\/en\/wp-json\/wp\/v2\/media\/2336"}],"wp:attachment":[{"href":"https:\/\/pre.andbank.com\/luxembourg\/en\/wp-json\/wp\/v2\/media?parent=3459"}],"wp:term":[{"taxonomy":"yst_prominent_words","embeddable":true,"href":"https:\/\/pre.andbank.com\/luxembourg\/en\/wp-json\/wp\/v2\/yst_prominent_words?post=3459"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}